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DB

Doug W. Brode

CHRISTIAN FINANCIAL SERVICES LLC
Cedaredge, CO 81413
Some features on this profile are disabled
CRD#: 1243078
DB

Professional summary

Doug Walter Brode is a registered financial professional currently at CHRISTIAN FINANCIAL SERVICES LLC located in Cedaredge, Colorado.

Doug is registered as a RR (Registered Representative) and started their career in finance in 1984. Doug has worked at 2 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Doug Walter Brode's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 1985 - Present

CHRISTIAN FINANCIAL SERVICES LLC

Office #1: 24602 Sorrento Lane, Cedaredge, CO 81413
BD
CRD#: 15357
Cedaredge, CO
Past

February 27, 1984 - August 16, 1984

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(2/15/1985)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/24/1984
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/6/1984
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CHRISTIAN FINANCIAL SERVICES LLC
BRODE, DOUGLAS WALTER | CHRISTIAN FINANCIAL SERVICES LLC | CHRISTIAN FINANCIAL SERVICES

CRD#: 15357 / SEC#: , 8-32070

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
24602 Sorrento Lane, Cedaredge, CO 81413
Mailing Address
P.o. Box 781, Cedaredge, CO 81413
Phone number
(303) 279-3130
Established
Colorado since 01/10/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRODE, DOUG WALTERCHIEF COMPLIANCE OFFICER1243078
BRODE, DOUG WALTERSOLE PROPRIETOR1243078

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHRISTIAN FINANCIAL SERVICES LLC

CRD#: 15357Cedaredge, CO 81413

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