Patrick D. O'sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Declan O'sullivan, who also goes by P Declan Osullivan, Patrick Declan Osullivan, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1984. Patrick had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2015 - May 3, 2016
SCHMITT WEALTH ADVISERS, LLC
November 30, 2004 - January 11, 2006
RIVERPOINT CAPITAL MANAGEMENT, INC.
January 16, 1989 - April 13, 1989
RDSC, LLC
June 9, 1988 - January 10, 1989
CARILLON INVESTMENTS, INC.
February 28, 1984 - June 9, 1988
RDSC, LLC
Primary Firm SEC Registration
SCHMITT WEALTH ADVISERS, LLC
CRD#: 174958 / SEC#: 801-132291
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHMITT WEALTH ADVISERS, LLC
CRD#: 174958 / SEC#: 801-132291
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 117,754,806 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
