Michael J. Labarbera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Labarbera was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2016 - December 16, 2018
COLUMBIA CAPITAL SECURITIES, INC.
June 21, 2002 - August 29, 2016
CHART GROUP ADVISORS, LLC
December 17, 1996 - May 24, 2002
COMMERZ MARKETS LLC
May 7, 1996 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
March 14, 1994 - May 20, 1996
S.G. WARBURG & CO. INC.
April 18, 1984 - March 10, 1994
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA CAPITAL SECURITIES, INC.
CRD#: 146838 / SEC#: , 8-67854
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DONAHUE, MICHAEL DAMIAN | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO | 1469010 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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