Jeffrey D. Levin

DAKOTA WEALTH

Richmond, VA 23226

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CRD#: 1242982

Professional summary

Jeffrey David Levin is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Richmond, Virginia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, Series 16, Series 7, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tranzon Key, not investment-related, 3819 Plaza Drive, Fairfax, VA, real estate auction business, advisor and shareholder since 1999, varied hours- none during securities trading hours, financial and administrative advisory.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Levin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2022 - Present

DAKOTA WEALTH, LLC

Office #1: 7275 Glen Forest Drive Suite 206, Richmond, VA 23226

RIA

CRD#: 297987

Richmond, VA

Past

November 1, 1996 - February 24, 2022

PINENO LEVIN & FORD ASSET MANAGEMENT, INC.

RIA

CRD#: 105914

RICHMOND, VA

Past

September 13, 1996 - November 4, 1998

CARTER INVESTMENT CAPITAL, INC.

CRD#: 28294

RICHMOND, VA

Past

July 26, 1984 - October 4, 1994

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/15/2022)

IAR

Virginia
(2/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 12/8/1992

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/19/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 12/18/1990

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/1990

General Securities Principal Examination

Current Firm

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

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Contact information

Main Address

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752

Mailing Address

Phone number

(561) 774-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	9,786
AUM (Assets Under Management)	$ 6,335,261,507

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/10/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/21/2023	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey D. Levin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Levin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINENO LEVIN & FORD ASSET MANAGEMENT, INC.

CARTER INVESTMENT CAPITAL, INC.

SCOTT & STRINGFELLOW, INC.

Primary Firm SEC Registration

DAKOTA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/1992

Series 63

Date: 8/6/1984

Series 16

Date: 12/8/1992

Series 7

Date: 7/21/1984

Series 53

Date: 11/19/1996

Series 27

Date: 12/18/1990

Series 24

Date: 10/30/1990

Current Firm

DAKOTA WEALTH, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAKOTA WEALTH, LLC

TRUST BUT VERIFY

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