Joseph L. Valenza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Lawrence Valenza, who also goes by Joseph L Valenza, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1990. Joseph had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2019 - May 1, 2020
JUSTLY MARKETS LLC
December 9, 2015 - May 31, 2017
CANACCORD GENUITY LLC
July 1, 2011 - October 7, 2015
GOLDMAN SACHS & CO. LLC
June 17, 2011 - October 10, 2014
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 22, 2009 - May 2, 2011
SURGE TRADING INC.
April 22, 2008 - November 6, 2009
DREXEL HAMILTON, LLC
February 27, 2006 - March 20, 2008
LEHMAN BROTHERS INC.
October 31, 2002 - April 20, 2004
KNIGHT EXECUTION PARTNERS LLC
April 12, 2002 - April 20, 2004
KNIGHT CAPITAL AMERICAS, L.P.
May 23, 2001 - March 28, 2002
KNIGHT CAPITAL AMERICAS, L.P.
May 30, 2000 - November 16, 2000
KNIGHT CAPITAL AMERICAS, L.P.
April 19, 1993 - May 16, 2000
NATIONAL FINANCIAL SERVICES LLC
October 26, 1990 - March 18, 1993
AMERICA INVEST ONLINE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/12/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 11/15/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
JUSTLY MARKETS LLC
CRD#: 159572 / SEC#: , 8-69001
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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