Michael R. Suttle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Suttle SR, who also goes by Michael Richard Suttle, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2006 - March 28, 2025
SUTTLE INVESTMENT ADVISORS, LLC
July 26, 2004 - December 13, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
April 16, 2001 - June 24, 2002
PFS INVESTMENTS INC.
July 6, 1998 - November 24, 1998
CETERA WEALTH SERVICES, LLC
July 1, 1994 - July 15, 1996
CETERA WEALTH SERVICES, LLC
January 12, 1994 - July 8, 1994
BOATMEN'S INVESTMENT SERVICES, INC.
September 12, 1991 - January 8, 1992
UBS FINANCIAL SERVICES INC.
September 29, 1989 - July 11, 1990
PRUDENTIAL EQUITY GROUP, LLC
October 24, 1988 - September 13, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 12, 1988 - October 29, 1988
GS2 SECURITIES, INC.
March 1, 1984 - August 29, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUTTLE INVESTMENT ADVISORS, LLC
CRD#: 139495 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 469,970 |
Red Flags
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