Jeffrey B. Goodman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Bruce Goodman was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1996 - July 23, 1996
HARRIS SECURITIES, INC.
July 5, 1995 - August 22, 1995
GLOBAL STRATEGIES GROUP, INC.
August 19, 1992 - May 4, 1995
COLUMBUS FINANCIAL, INC.
May 24, 1991 - August 4, 1992
FORTRESS SECURITIES, INC.
February 1, 1990 - May 22, 1990
ROBERT THOMAS SECURITIES, INC
July 26, 1984 - February 8, 1990
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARRIS SECURITIES, INC.
CRD#: 16587 / SEC#: , 8-34217
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
