Robert W. Noack

TPG FINANCIAL ADVISORS

PORTLAND, OR 97223

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CRD#: 1242704

Professional summary

Robert William Noack, who also goes by Bob Noack, Bobby Noack, Rob Noack, is a registered financial advisor currently at TPG FINANCIAL ADVISORS, LLC located in Portland, Oregon.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Robert has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Noack | Bobby Noack | Rob Noack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RIVER WEST CHURCH; NOT INVESTMENT RELATED; LAKE OSWEGO, OR; CHURCH; BOARD MEMBER; OCTOBER 2019; 1 HOUR PER MONTH DEVOTED, ZERO DURING TRADING HOURS; BOARD MEMBER FOR CHURCH ADMINISTRATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Noack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2023 - Present

TPG FINANCIAL ADVISORS, LLC

Office #1: 11850 Sw 67th Avenue Suite 100, Portland, OR 97223

RIA

CRD#: 141153

PORTLAND, OR

Past

April 8, 2022 - January 31, 2023

CONWAY PARTNERS

RIA

CRD#: 319013

LAKE OSWEGO, OR

Past

August 1, 2019 - March 12, 2022

ALLIUM FINANCIAL ADVISORS, LLC

RIA

CRD#: 288462

LAKE OSWEGO, OR

Past

June 26, 2019 - July 16, 2019

MORGAN STANLEY

RIA

CRD#: 149777

PORTLAND, OR

Past

June 19, 2019 - July 16, 2019

MORGAN STANLEY

CRD#: 149777

PORTLAND, OR

Past

September 6, 2007 - June 18, 2014

AEQUITAS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 143780

LAKE OSWEGO, OR

Past

August 20, 2005 - September 13, 2006

BOFA DISTRIBUTORS, INC.

CRD#: 30683

PORTLAND, OR

Past

July 26, 2005 - August 20, 2005

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

July 25, 1989 - January 18, 2005

COLUMBIA FINANCIAL CENTER INCORPORATED

CRD#: 23562

PORTLAND, OR

Past

February 24, 1984 - July 6, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TPG FINANCIAL ADVISORS, LLC

IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA

Registered Investment Advisory firm - (12/20/2012 Approved)

California

Registered Investment Advisory firm - (1/19/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/20/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/20/2012 Terminated)

Washington

Registered Investment Advisory firm - (2/28/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2019

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/4/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/19/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/12/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/16/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/13/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

TPG FINANCIAL ADVISORS, LLC

IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA

Registered Investment Advisory firm - (12/20/2012 Approved)

California

Registered Investment Advisory firm - (1/19/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/20/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/20/2012 Terminated)

Washington

Registered Investment Advisory firm - (2/28/2013 Terminated)

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Contact information

Main Address

11850 Sw 67th Avenue Suite 100, Portland, OR 97223

Mailing Address

Phone number

(503) 241-9550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (RETIREMENT PLANS) (3/25/2025)

FORM ADV PART 2A (INDIVIDUALS) (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,587
AUM (Assets Under Management)	$ 1,964,622,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert W. Noack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Noack's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONWAY PARTNERS

ALLIUM FINANCIAL ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

AEQUITAS INVESTMENT MANAGEMENT, LLC

BOFA DISTRIBUTORS, INC.

BACAP DISTRIBUTORS, LLC

COLUMBIA FINANCIAL CENTER INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

TPG FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2019

Series 65

Date: 9/4/2007

Series 63

Date: 3/20/1984

Series 7TO

Date: 6/19/2019

SIE

Date: 6/12/2019

Series 7

Date: 2/18/1984

Series 24

Date: 3/16/2006

Series 26

Date: 6/13/2001

Current Firm

TPG FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TPG FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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