Jeffrey S. Vanos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Vanos was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 1991 - April 7, 1992
TOLUCA PACIFIC SECURITIES CORP.
August 21, 1989 - May 1, 1990
OSBORNE, STERN & COMPANY, INC.
May 5, 1987 - May 1, 1989
JP MICHAEL CO.
January 2, 1987 - March 11, 1987
FITZGERALD, DEARMAN & ROBERTS, INC.
May 8, 1985 - January 2, 1987
EQUITY-ONE CORPORATION
February 5, 1985 - September 11, 1985
BENTLEY INVESTMENTS, INC.
October 9, 1984 - December 27, 1984
RICHEY, FRANKEL & COMPANY
May 21, 1984 - September 24, 1984
PENN WEST SECURITIES & COMPANY
February 27, 1984 - May 14, 1984
FIRST INTERWEST SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TOLUCA PACIFIC SECURITIES CORP.
CRD#: 13875 / SEC#: , 8-29814
Contact information
Documents
Red Flags
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