Hayden I. Lipp

HAYDEN LIPP REGISTERED INVESTMENT ADVISOR

Sarasota, FL

Some features on this profile are disabled

CRD#: 1242679

Professional summary

Hayden Ivan Lipp is a registered financial advisor currently at HAYDEN LIPP REGISTERED INVESTMENT ADVISOR located in Sarasota, Florida and FORTUNE FINANCIAL SERVICES, INC. located in Sarasota, Florida.

Hayden is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Hayden has worked at 4 firms and has passed the Series 66, Series 63, Series 22TO, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HAYDEN LIPP FINANCIAL SERVICES, 1099 INCOME, ABOUT 60 HRS/MON, 45 HRS DURING TRADING HRS. DBA: HAYDEN LIPP FINANCIAL SERVICES,LLC. ACTS AS MANAGING MEMBER INSURANCE SALES AGENT (LIFE, HEALTH, LTC, DISABILITY, ANNUITIES) HAYDEN LIPP - OWNER RIA - HAYDEN LIPP FINANCIAL SERVICES LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hayden Ivan Lipp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2007 - Present

HAYDEN LIPP REGISTERED INVESTMENT ADVISOR

RIA

CRD#: 145010

Sarasota, FL

Current

September 6, 2007 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

SARASOTA, FL

Past

January 11, 2006 - August 30, 2007

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

SARASOTA, FL

Past

January 6, 2006 - August 30, 2007

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

SARASOTA, FL

Past

June 19, 2003 - December 31, 2005

WADDELL & REED

RIA

CRD#: 866

MEMPHIS, TN

Past

April 8, 2003 - December 31, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

February 27, 1984 - December 31, 1994

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/26/2025)

Florida
(9/6/2007)

IAR

Florida
(9/25/2007)

Michigan
(3/2/2021)

Tennessee
(9/21/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/23/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/7/2003

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/11/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HAYDEN LIPP REGISTERED INVESTMENT ADVISOR

HAYDEN LIPP FINANCIAL SERVICES, LLC | HAYDEN LIPP REGISTERED INVESTMENT ADVISOR

CRD#: 145010 / SEC#:

Florida

Registered Investment Advisory firm - (9/21/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Sarasota, FL

Mailing Address

Phone number

(941) 586-3959

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 15,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Hayden I. Lipp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hayden Ivan Lipp's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2003

Series 63

Date: 2/23/1984

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/7/2003

Series 22

Date: 10/11/1984

Series 6

Date: 2/23/1984

FINRA

Current Firm

HAYDEN LIPP REGISTERED INVESTMENT ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAYDEN LIPP REGISTERED INVESTMENT ADVISOR

TRUST BUT VERIFY

Similar Advisors