Henry B. Ware
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Barret Ware was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1984. Henry had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 2, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2012 - October 3, 2023
BRIDGEWORTH WEALTH MANAGEMENT
August 9, 2012 - September 28, 2018
LPL FINANCIAL LLC
April 25, 2000 - August 20, 2012
OSAIC FA, INC.
June 23, 1994 - April 1, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 23, 1994 - August 20, 2012
OSAIC FA, INC.
April 4, 1984 - June 16, 1994
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/23/1993
Non-Member General Securities ExaminationCurrent Firm
BRIDGEWORTH WEALTH MANAGEMENT
CRD#: 164100 / SEC#: 801-76956
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,489 |
| AUM (Assets Under Management) | $ 2,016,498,230 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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