John T. Boyle
Professional summary
John Thomas Boyle, who also goes by Jack Boyle, John Thomas Boyle Sr, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Omaha, Nebraska.
John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Boyle's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 14600 Branch Street, Omaha, NE 68154November 25, 2019 - January 8, 2025
HIGHTOWER SECURITIES, LLC
September 26, 2016 - November 26, 2019
CHARLES SCHWAB & CO., INC.
April 13, 2016 - November 14, 2017
OPTIONSXPRESS, INC.
November 10, 2014 - April 22, 2016
RAPID EXECUTION SERVICES, LLC
April 10, 2013 - December 9, 2013
E*TRADE SECURITIES LLC
April 4, 2011 - April 10, 2013
NEWEDGE USA, LLC
July 15, 2004 - April 4, 2011
PENSON FINANCIAL SERVICES, INC.
July 27, 1998 - May 21, 2004
TITLE SECURITIES, INC.
February 4, 1998 - July 10, 1998
BOYLE SECURITIES, INC.
November 4, 1986 - February 4, 1987
TRANSACTION SERVICES INC.
March 12, 1984 - October 1, 1986
BOYLE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2025)
(1/28/2025)
Exams
Series 55
Date: 10/21/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
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Company Information
CETERA WEALTH SERVICES, LLC
CRD#: 13572Omaha, NE 68154TRUST BUT VERIFY
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