Michael M. Norins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Miller Norins, who also goes by Michael M Norins, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2018 - December 31, 2022
ONE OAK PRIVATE WEALTH AND ASSET MANAGEMENT
October 2, 2017 - December 31, 2018
CARDEN CAPITAL LLC
May 15, 2015 - March 17, 2017
FORTIS ASSET MANAGEMENT
December 2, 2013 - September 10, 2014
SECURIAN FINANCIAL SERVICES, INC.
April 15, 2013 - September 10, 2014
SECURIAN FINANCIAL SERVICES, INC.
August 23, 2002 - January 20, 2004
WELLS FARGO INVESTMENTS, LLC
August 21, 2002 - January 20, 2004
WELLS FARGO INVESTMENTS, LLC
October 3, 1996 - September 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 1989 - May 9, 1995
IDS LIFE INSURANCE COMPANY
May 29, 1986 - May 9, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
March 14, 1985 - April 2, 1986
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ONE OAK PRIVATE WEALTH AND ASSET MANAGEMENT
CRD#: 298576 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 5,885,703 |
Red Flags
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