Robert L. Bentley
Professional summary
Robert Longacre Bentley was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Robert had worked at 6 firms, which includes TDI INCORPORATED, SOUTHEASTERN SECURITIES INC., THE TRADING DESK INC., FORESTERS FINANCIAL SERVICES INC., THE STUART-JAMES COMPANY INCORPORATED, VANTAGE SECURITIES OF COLORADO INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2001 - November 8, 2001
TDI, INCORPORATED
September 21, 1998 - August 16, 2000
SOUTHEASTERN SECURITIES, INC.
March 30, 1993 - September 4, 1998
TDI, INCORPORATED
April 27, 1990 - January 17, 1995
THE TRADING DESK, INC.
April 16, 1985 - July 15, 1985
FORESTERS FINANCIAL SERVICES, INC.
July 30, 1984 - December 26, 1984
THE STUART-JAMES COMPANY, INCORPORATED
February 28, 1984 - June 13, 1984
VANTAGE SECURITIES OF COLORADO, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TDI, INCORPORATED
CRD#: 30629 / SEC#: , 8-45046
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANNING, JERRY WAYNE | CEO AND FINANCIAL PRINCIPAL | 848596 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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