Alan P. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Paul Weiss, who also goes by Alan Weiss, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1984. Alan had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2019 - March 3, 2022
MERCER GLOBAL ADVISORS INC.
January 11, 2006 - December 31, 2007
INDEPENDENT FIDUCIARY ADVISORS, LLC
August 20, 2001 - December 31, 2007
TRIAD ADVISORS LLC
December 17, 1993 - August 23, 2001
LPL FINANCIAL LLC
October 25, 1990 - February 12, 2020
REGENT WEALTH MANAGEMENT GROUP
December 1, 1987 - December 23, 1993
NATHAN & LEWIS SECURITIES, INC.
January 21, 1985 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
January 21, 1985 - December 15, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
September 4, 1984 - November 26, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
