Karen L. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Lynn Howard, who also goes by Karen Lynn Yonker, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1984. Karen had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2010 - October 10, 2013
CERTUSSECURITIES, INC.
January 15, 2002 - June 15, 2009
SOVEREIGN SECURITIES CORPORATION, LLC
October 4, 1999 - December 14, 2000
WELLS FARGO CLEARING SERVICES, LLC
May 18, 1998 - June 29, 1999
FIRST UNION CAPITAL MARKETS CORP.
September 27, 1995 - June 2, 1998
FIRST CLEARING, LLC
August 7, 1984 - December 12, 1985
MARSHALL EQUITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CERTUSSECURITIES, INC.
CRD#: 144051 / SEC#: , 8-67627
Contact information
Documents
Red Flags
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