Robert J. Bertoldi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Bertoldi was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 1990 - February 5, 1996
FUJI-WOLFENSOHN INTERNATIONAL
February 22, 1990 - February 5, 1996
WOLFENSOHN & CO., INC.
August 18, 1987 - May 18, 1990
SPP HAMBRO & CO., INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FUJI-WOLFENSOHN INTERNATIONAL
CRD#: 25739 / SEC#: , 8-42005
Contact information
Documents
Red Flags
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