Sheila M. Dunne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheila Maloney Dunne was a registered financial professional .
Sheila is a previously registered financial professional and started their career in finance in 1984. Sheila had worked at 6 firms and has passed the Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2003 - May 15, 2014
WASHINGTON SECURITIES CORPORATION
January 2, 2003 - January 15, 2003
AEGIS CAPITAL CORP.
December 21, 1988 - February 26, 2003
VOSS & CO., INC.
May 7, 1985 - December 20, 1988
ANDERSON & STRUDWICK, INCORPORATED
April 10, 1985 - July 17, 1985
DOMIK CORP.
May 1, 1984 - May 13, 1985
RIVIERE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WASHINGTON SECURITIES CORPORATION
CRD#: 46213 / SEC#: , 8-51359
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,975,967 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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