HT

Henry S. Torres

Some features on this profile are disabled
CRD#: 1242204
HT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry Silio Torres JR, who also goes by Henry S Torres Jr, Henry S Torres, Henry Sileo Torres Jr, was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 1984. Henry had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Henry S Torres Jr | Henry S Torres | Henry Sileo Torres Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 11, 2010 - December 31, 2015

RH FINANCIAL GROUP, LLC

RIA
CRD#: 152830
DOWNERS GROVE, IL
Past

July 2, 2009 - December 9, 2013

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
OAK BROOK, IL
Past

March 28, 2007 - March 31, 2010

RESULTS ONE FINANCIAL, LLC

RIA
CRD#: 109269
DOWNERS GROVE, IL
Past

March 23, 2007 - July 6, 2009

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
DOWNERS GROVE, IL
Past

November 18, 2004 - March 30, 2007

CAPITAL SECURITIES INVESTMENT CORPORATION

RIA
CRD#: 5606
OAK BROOK, IL
Past

March 22, 1999 - March 30, 2007

CAPITAL SECURITIES INVESTMENT CORPORATION

BD
CRD#: 5606
OAK BROOK, IL
Past

October 26, 1997 - November 18, 2004

HENRY S. TORRES CFP

RIA
CRD#: 123603
DOWNERS GROVE, IL
Past

November 19, 1989 - March 26, 1999

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

May 4, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

January 31, 1986 - May 10, 1988

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

August 16, 1984 - February 4, 1986

OGILVIE SECURITY ADVISORS CORPORATION

BD
CRD#: 10105

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/24/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


RF
RH FINANCIAL GROUP, LLC
RH FINANCIAL GROUP, LLC

CRD#: 152830 / SEC#: 801-71039

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Contact information


Main Address
2015 Spring Road Suite 230, Oak Brook, IL 60523
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RH FINANCIAL GROUP, LLC

CRD#: 152830

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