Barrington L. Nugent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barrington Lloyd Nugent, who also goes by Barry Lloyd Nugent, was a registered financial professional .
Barrington is a previously registered financial professional and started their career in finance in 1986. Barrington had worked at 5 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 1996 - October 30, 1996
TEXAS CAPITAL SECURITIES, INC.
May 22, 1995 - April 2, 1996
JOSEPHTHAL & CO., INC.
May 19, 1989 - August 22, 1989
ADAMS SECURITIES, INC.
April 12, 1988 - April 25, 1989
THE STUART-JAMES COMPANY, INCORPORATED
November 21, 1986 - February 20, 1987
SECURITIES USA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEXAS CAPITAL SECURITIES, INC.
CRD#: 25564 / SEC#: , 8-41799
Contact information
Documents
Red Flags
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