Bruce A. Summerer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Allen Summerer, who also goes by Bruce Al Summerer, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1984. Bruce had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2011 - November 25, 2016
LANDOLT SECURITIES, INC.
November 5, 1999 - December 6, 2011
CENTENNIAL SECURITIES COMPANY, INC.
June 25, 1996 - November 3, 1999
GENEVA SECURITIES,INC.
February 22, 1991 - July 3, 1996
CENTENNIAL SECURITIES COMPANY, INC.
July 1, 1988 - June 6, 1991
ROBERT W. BAIRD & CO. INCORPORATED
February 27, 1984 - July 1, 1988
BMMG CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/19/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Contact information
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
