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KB

Kenneth G. Bruce

MULTI-BANK SECURITIES
Southfield, MI 48075
Some features on this profile are disabled
CRD#: 1242130
KB

Professional summary


Kenneth George Bruce JR is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Southfield, Michigan.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1985. Kenneth has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 55, Series 7, Series 3 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kenneth George Bruce JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 5, 2016 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 1000 Town Center #2300, Southfield, MI 48075
BD
CRD#: 22098
Southfield, MI
Past

September 19, 2015 - July 2, 2016

BONWICK CAPITAL PARTNERS, LLC

BD
CRD#: 156469
NEW YORK, NY
Past

August 3, 2005 - October 14, 2015

RICE FINANCIAL PRODUCTS COMPANY

BD
CRD#: 21606
DOWNINGTOWN, PA
Past

April 14, 2005 - July 27, 2005

DOLEY SECURITIES, LLC.

BD
CRD#: 7081
NEW ORLEANS, LA
Past

June 14, 2004 - September 14, 2004

DOLEY SECURITIES, LLC.

BD
CRD#: 7081
NEW ORLEANS, LA
Past

July 9, 2002 - October 7, 2002

DOLEY SECURITIES, LLC.

BD
CRD#: 7081
NEW ORLEANS, LA
Past

June 10, 1985 - June 7, 2004

PRYOR, COUNTS & CO., INC.

BD
CRD#: 11002
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/8/2016)
RR
Colorado
(10/31/2025)
RR
Connecticut
(9/11/2017)
RR
District of Columbia
(8/16/2016)
RR
Florida
(8/22/2016)
RR
Illinois
(8/8/2016)
RR
Kentucky
(7/2/2019)
RR
Maryland
(9/16/2016)
RR
Missouri
(8/31/2023)
RR
New Jersey
(9/2/2016)
RR
New York
(9/7/2016)
RR
North Carolina
(8/8/2016)
RR
Ohio
(8/9/2016)
RR
Oklahoma
(5/21/2019)
RR
Pennsylvania
(8/8/2016)
RR
Rhode Island
(4/4/2019)
RR
Texas
(8/16/2016)
RR
Virginia
(8/11/2016)
RR
West Virginia
(10/1/2019)
RR
Wisconsin
(11/10/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 1/25/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/26/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO5593423
KARSNER, MICHAEL STEPHENCHIEF FINANCIAL OFFICER/TREASURER5751851
MACCAGNONE, DAVID THOMASCEO, CHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT/SECRETARY2077369

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MULTI-BANK SECURITIES, INC.

CRD#: 22098Southfield, MI 48075

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