DK

David L. Kahn

THE INVESTMENT HOUSE
Las Vegas, NV
Some features on this profile are disabled
CRD#: 1242008
DK

Professional summary


David Larry Kahn is a registered financial advisor currently at THE INVESTMENT HOUSE LLC located in Las Vegas, Nevada.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view David Larry Kahn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 19, 2013 - Present

THE INVESTMENT HOUSE LLC

RIA
CRD#: 163493
Las Vegas, NV
Past

May 8, 2012 - December 31, 2015

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
LOS ANGELES, CA
Past

March 30, 2012 - November 12, 2012

FIRST WESTERN CAPITAL MANAGEMENT COMPANY

RIA
CRD#: 152982
DENVER, CO
Past

September 24, 2009 - May 18, 2012

FIRST WESTERN INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 128013
LOS ANGELES, CA
Past

August 11, 2003 - August 10, 2009

GKM ADVISERS, LLC

RIA
CRD#: 127774
LOS ANGELES, CA
Past

July 7, 2003 - July 20, 2012

SAMUELS CHASE & CO., INC.

BD
CRD#: 36699
LOS ANGELES, CA
Past

April 14, 2000 - August 12, 2003

GKM ADVISERS INC.

RIA
CRD#: 108699
LOS ANGELES, CA
Past

January 7, 2000 - July 7, 2003

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
NEW YORK, NY
Past

April 13, 1996 - October 6, 1999

CROWELL, WEEDON & CO.

BD
CRD#: 193
LOS ANGELES, CA
Past

November 7, 1994 - March 5, 1996

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

September 29, 1992 - October 10, 1994

CROWELL, WEEDON & CO.

BD
CRD#: 193
LOS ANGELES, CA
Past

May 28, 1991 - August 10, 1992

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

September 4, 1990 - April 19, 1991

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 23, 1984 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

BD
CRD#: 76

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THE INVESTMENT HOUSE LLC
THE INVESTMENT HOUSE LLC

CRD#: 163493 / SEC#: 801-76547

RIA
Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/19/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/10/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


TI
THE INVESTMENT HOUSE LLC
THE INVESTMENT HOUSE LLC

CRD#: 163493 / SEC#: 801-76547

RIA
Registered Investment Advisory firm - (5/10/2012 Approved)
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Contact information


Main Address
210 Avenue I Ste C, Redondo Beach, CA 90277
Mailing Address
5940 S. Rainbow Blvd Suite 400 Pmb 57150, Las Vegas, NV 89118-2507
Phone number
(310) 873-3021
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts604
AUM (Assets Under Management)$ 2,202,989,900

Red Flags


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Company Information


THE INVESTMENT HOUSE LLC

CRD#: 163493Las Vegas, NV

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