David L. Kahn

THE INVESTMENT HOUSE LLC

Las Vegas, NV

Some features on this profile are disabled

CRD#: 1242008

Professional summary

David Larry Kahn is a registered financial advisor currently at THE INVESTMENT HOUSE LLC located in Las Vegas, Nevada.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE INVESTMENT HOUSE FUNDS-INVESTMENT RELATED-5940 S Rainbow Blvd. Suite 400 PMB 57150 Las Vegas, NV 89118-5% TIME CONDUCTION THIS ACTIVITY-SECRETARY AND CHIEF COMPLIANCE OFFICER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Larry Kahn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2013 - Present

THE INVESTMENT HOUSE LLC

RIA

CRD#: 163493

Las Vegas, NV

Past

May 8, 2012 - December 31, 2015

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

LOS ANGELES, CA

Past

March 30, 2012 - November 12, 2012

FIRST WESTERN CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 152982

DENVER, CO

Past

September 24, 2009 - May 18, 2012

FIRST WESTERN INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 128013

LOS ANGELES, CA

Past

August 11, 2003 - August 10, 2009

GKM ADVISERS, LLC

RIA

CRD#: 127774

LOS ANGELES, CA

Past

July 7, 2003 - July 20, 2012

SAMUELS CHASE & CO., INC.

CRD#: 36699

LOS ANGELES, CA

Past

April 14, 2000 - August 12, 2003

GKM ADVISERS INC.

RIA

CRD#: 108699

LOS ANGELES, CA

Past

January 7, 2000 - July 7, 2003

BMO CAPITAL MARKETS CORP.

CRD#: 16686

NEW YORK, NY

Past

April 13, 1996 - October 6, 1999

CROWELL, WEEDON & CO.

CRD#: 193

LOS ANGELES, CA

Past

November 7, 1994 - March 5, 1996

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

September 29, 1992 - October 10, 1994

CROWELL, WEEDON & CO.

CRD#: 193

LOS ANGELES, CA

Past

May 28, 1991 - August 10, 1992

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

September 4, 1990 - April 19, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 23, 1984 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INVESTMENT HOUSE LLC

CRD#: 163493 / SEC#: 801-76547

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/19/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/16/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/9/2000

General Securities Sales Supervisor - General Module Examination

Current Firm

THE INVESTMENT HOUSE LLC

CRD#: 163493 / SEC#: 801-76547

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

210 Avenue I Ste C, Redondo Beach, CA 90277

Mailing Address

5940 S. Rainbow Blvd Suite 400 Pmb 57150, Las Vegas, NV 89118-2507

Phone number

(310) 873-3021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 1,951,065,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David L. Kahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Larry Kahn's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN INTERNATIONAL SECURITIES, INC.

FIRST WESTERN CAPITAL MANAGEMENT COMPANY

FIRST WESTERN INVESTMENT MANAGEMENT, INC.

GKM ADVISERS, LLC

SAMUELS CHASE & CO., INC.

GKM ADVISERS INC.

BMO CAPITAL MARKETS CORP.

CROWELL, WEEDON & CO.

GRUNTAL & CO., L.L.C.

CROWELL, WEEDON & CO.

WEDBUSH SECURITIES INC.

WELLS FARGO CLEARING SERVICES, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

Primary Firm SEC Registration

THE INVESTMENT HOUSE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/1999

Series 63

Date: 1/31/1995

SIE

Date: 12/31/2015

Series 7

Date: 2/18/1984

Series 9

Date: 3/16/2000

Series 10

Date: 3/9/2000

Current Firm

THE INVESTMENT HOUSE LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE INVESTMENT HOUSE LLC

TRUST BUT VERIFY

Similar Advisors