Danny N. Darchuck

TOPTURN CAPITAL

Monterey, CA 93940

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CRD#: 1241982

Professional summary

Danny Nmn Darchuck JR, CFP®, CPWA®, who also goes by Dan Darchuck Jr, Danny Jr Darchuck, is a registered financial advisor currently at TOPTURN CAPITAL, LLC located in Monterey, California.

Danny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Danny has worked at 8 firms and has passed the Series 65, Series 66, Series 31, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Investment Planning

Estate Planning

Retirement Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Dan Darchuck Jr | Danny Jr Darchuck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danny Nmn Darchuck JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

CPWA^®

Certified Private Wealth Advisor

Experience

Current

November 10, 2009 - Present

TOPTURN CAPITAL, LLC

Office #1: 40 Ragsdale Drive Suite 120, Monterey, CA 93940

RIA

CRD#: 151464

Monterey, CA

Past

May 20, 2005 - November 19, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CARMEL, CA

Past

May 20, 2005 - November 19, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CARMEL, CA

Past

April 27, 1998 - May 27, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 2, 1998 - June 4, 1998

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

August 27, 1997 - January 2, 1998

PINEBRIDGE SECURITIES LLC

CRD#: 5967

NEW YORK, NY

Past

January 13, 1997 - August 7, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

May 14, 1990 - May 27, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FRESNO, CA

Past

March 9, 1989 - January 8, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 24, 1987 - March 2, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

February 23, 1984 - November 18, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOPTURN CAPITAL, LLC

DARCHUCK STEWART CAPITAL ADVISORS, LLC | TOPTURN CAPITAL, LLC | DP WEALTH ADVISORS, LLC

CRD#: 151464 / SEC#: 801-70572

RIA

Registered Investment Advisory firm - (9/15/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/10/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/2/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 12/7/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/6/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TOPTURN CAPITAL, LLC

DARCHUCK STEWART CAPITAL ADVISORS, LLC | TOPTURN CAPITAL, LLC | DP WEALTH ADVISORS, LLC

CRD#: 151464 / SEC#: 801-70572

RIA

Registered Investment Advisory firm - (9/15/2009 Approved)

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Contact information

Main Address

40 Ragsdale Drive Suite 120, Monterey, CA 93940

Mailing Address

Phone number

(831) 324-0481

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOPTURN CAPITAL - ADV 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 178,358,890

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Danny N. Darchuck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danny Nmn Darchuck JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CADARET, GRANT & CO., INC.

PINEBRIDGE SECURITIES LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW ENGLAND SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TOPTURN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2003

Series 66

Date: 4/2/1998

Series 31

Date: 12/7/2005

Series 7

Date: 11/6/1992

Series 6

Date: 2/17/1984

Current Firm

TOPTURN CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOPTURN CAPITAL, LLC

TRUST BUT VERIFY

Contact information

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