AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TS

Timothy Terrill Stracka

1492 CAPITAL MANAGEMENT
MILWAUKEE, WI
·CRD# 1241682·41 years experience

Professional Summary

Timothy Terrill Stracka is a registered financial advisor currently at 1492 CAPITAL MANAGEMENT, LLC located in Milwaukee, Wisconsin and NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Salt Lake City, Utah. Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Timothy has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
View profile
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Contact Information

Email

xxxxx@xxxx.xxx

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Years of Experience

41 years in the financial services industry

Current & Past Employments

Current

1492 CAPITAL MANAGEMENT, LLCCurrent·CRD# 148566
RIA
111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202
November 13, 2008 - Present
NORTH CAPITAL PRIVATE SECURITIES CORPORATIONCurrent·CRD# 154559
BD
623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047
December 8, 2017 - Present

Past

UNIFIED FINANCIAL SECURITIES, LLCPast·CRD# 7868
BD
Indianapolis, IN
June 20, 2014 - January 15, 2016
XMS CAPITAL PARTNERS, LLCPast·CRD# 142871
BD
Chicago, IL
May 21, 2012 - March 25, 2014
MARCH CAPITAL CORP.Past·CRD# 24142
BD
Chicago, IL
September 27, 2010 - May 12, 2011
BAKER TILLY CAPITAL, LLCPast·CRD# 115333
BD
Madison, WI
May 9, 2008 - September 25, 2008
AUSDAL FINANCIAL PARTNERS, INC.Past·CRD# 7995
BD
Verona, WI
September 12, 2006 - May 13, 2008
SUMMIT INVESTMENT MANAGEMENT, LTD.Past·CRD# 110188
RIA
Milwaukee, WI
January 26, 2006 - March 4, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLPPast·CRD# 35865
BD
Bala Cynwyd, PA
July 25, 2003 - February 7, 2006
MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
New York, NY
January 1, 1994 - July 24, 2003
ROBERT W. BAIRD & CO. INCORPORATEDPast·CRD# 8158
BD
Milwaukee, WI
December 11, 1986 - December 16, 1993
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
December 18, 1985 - November 29, 1986

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Current Firm

1C
1492 CAPITAL MANAGEMENT, LLC

1492 CAPITAL MANAGEMENT, LLC

CRD#: 148566 / SEC#: 801-70447
RIA
Registered Investment Advisory firm - SEC (8/5/2009 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (8/18/2009 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (8/12/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202

Phone Number

(414) 276-1492

# of Employees

5

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

1492CM ADV PART 2 BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

98

AUM (Assets Under Management)

$274,626,922

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Stracka Family Farm Trust - Farming and maintaining conservation Reserve Program Land. This includes prescribed burns or mowing and removal of invasive species. Not investment related. 2 hours/week. 2) 1492 CAPITAL MANAGEMENT, LLC 309 NORTH WATER STREET, SUITE 505 MILWAUKEE, WI 53202. POSITION: FOUNDING PRINCIPAL. COMMENCED:SEPTEMBER 2008. PRIMARILY PROVIDES DISCRETIONARY ASSET MANAGEMENT SERVICES TO INDIVIDUALS, CORPORATIONS, PENSION AND PROFIT-SHARING PLANS, FOUNDATIONS, TRUSTS AND OTHER SEPARATE ACCOUNTS. 1492'S INVESTMENT FOCUS IS ON EQUITY SECURITIES, PARTICULARLY STOCKS OF COMPANIES WITH SMALLER MARKET CAPITALIZATIONS WHICH ARE DEFINED AS COMPANIES THAT HAVE MARKET CAPITALIZATIONS UNDER $3 BILLION. 1492 GENERALLY MANAGES IN ACCORDANCE WITH FOUR MODEL STRATEGIES (MICROCAP, SMALL CAP VALUE, SMALL CAP GROWTH AND SMALL CAP CORE). TIME DEVOTED: APPROXIMATELY 40 HOURS PER WEEK. 3) Board of Supervisors: Supervisor for the Town Of Mineral Point overseeing road maintenance, zoning and general complaints of members of community. Not investment related. 1 hr / wk.

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1C
1492 CAPITAL MANAGEMENT, LLC

1492 CAPITAL MANAGEMENT, LLC

CRD#: 148566 / SEC#: 801-70447
RIA
Registered Investment Advisory firm - SEC (8/5/2009 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (8/18/2009 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (8/12/2009 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Utah
(12/8/2017)
IAR
Wisconsin
(11/13/2008)
RR
Wisconsin
(12/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1985About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Terrill Stracka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#