Timothy T. Stracka

1492 CAPITAL MANAGEMENT

MILWAUKEE, WI 53202

Some features on this profile are disabled

CRD#: 1241682

Professional summary

Timothy Terrill Stracka is a registered financial advisor currently at 1492 CAPITAL MANAGEMENT, LLC located in Milwaukee, Wisconsin and NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Salt Lake City, Utah.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Timothy has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Stracka Family Farm Trust - Farming and maintaining conservation Reserve Program Land. This includes prescribed burns or mowing and removal of invasive species. Not investment related. 2 hours/week. 2) 1492 CAPITAL MANAGEMENT, LLC 309 NORTH WATER STREET, SUITE 505 MILWAUKEE, WI 53202. POSITION: FOUNDING PRINCIPAL. COMMENCED:SEPTEMBER 2008. PRIMARILY PROVIDES DISCRETIONARY ASSET MANAGEMENT SERVICES TO INDIVIDUALS, CORPORATIONS, PENSION AND PROFIT-SHARING PLANS, FOUNDATIONS, TRUSTS AND OTHER SEPARATE ACCOUNTS. 1492'S INVESTMENT FOCUS IS ON EQUITY SECURITIES, PARTICULARLY STOCKS OF COMPANIES WITH SMALLER MARKET CAPITALIZATIONS WHICH ARE DEFINED AS COMPANIES THAT HAVE MARKET CAPITALIZATIONS UNDER $3 BILLION. 1492 GENERALLY MANAGES IN ACCORDANCE WITH FOUR MODEL STRATEGIES (MICROCAP, SMALL CAP VALUE, SMALL CAP GROWTH AND SMALL CAP CORE). TIME DEVOTED: APPROXIMATELY 40 HOURS PER WEEK. 3) Board of Supervisors: Supervisor for the Town Of Mineral Point overseeing road maintenance, zoning and general complaints of members of community. Not investment related. 1 hr / wk.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Terrill Stracka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2008 - Present

1492 CAPITAL MANAGEMENT, LLC

Office #1: 111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202

RIA

CRD#: 148566

MILWAUKEE, WI

Current

December 8, 2017 - Present

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

Office #1: 623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047

CRD#: 154559

Salt Lake City, UT

Past

June 20, 2014 - January 15, 2016

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Past

May 21, 2012 - March 25, 2014

XMS CAPITAL PARTNERS, LLC

CRD#: 142871

CHICAGO, IL

Past

September 27, 2010 - May 12, 2011

MARCH CAPITAL CORP.

CRD#: 24142

CHICAGO, IL

Past

May 9, 2008 - September 25, 2008

BAKER TILLY CAPITAL, LLC

CRD#: 115333

MADISON, WI

Past

September 12, 2006 - May 13, 2008

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

VERONA, WI

Past

January 26, 2006 - March 4, 2008

SUMMIT INVESTMENT MANAGEMENT, LTD.

RIA

CRD#: 110188

MILWAUKEE, WI

Past

July 25, 2003 - February 7, 2006

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

January 1, 1994 - July 24, 2003

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

December 11, 1986 - December 16, 1993

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

December 18, 1985 - November 29, 1986

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1492 CAPITAL MANAGEMENT, LLC

CRD#: 148566 / SEC#: 801-70447

RIA

Registered Investment Advisory firm - (8/5/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/18/2009 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/12/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Utah
(12/8/2017)

IAR

Wisconsin
(11/13/2008)

Wisconsin
(12/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/14/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

1492 CAPITAL MANAGEMENT, LLC

CRD#: 148566 / SEC#: 801-70447

RIA

Registered Investment Advisory firm - (8/5/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/18/2009 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/12/2009 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 East Wisconsin Avenue Suite 1300, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 276-1492

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1492CM ADV PART 2 BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 220,388,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy T. Stracka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Terrill Stracka's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

UNIFIED FINANCIAL SECURITIES, LLC

XMS CAPITAL PARTNERS, LLC

MARCH CAPITAL CORP.

BAKER TILLY CAPITAL, LLC

AUSDAL FINANCIAL PARTNERS, INC.

SUMMIT INVESTMENT MANAGEMENT, LTD.

SUSQUEHANNA FINANCIAL GROUP, LLLP

MORGAN STANLEY & CO. LLC

ROBERT W. BAIRD & CO. INCORPORATED

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

1492 CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/14/1986

SIE

Date: 10/1/2018

Series 7

Date: 12/14/1985

FINRA

Current Firm

1492 CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

1492 CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors