Anthony L. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Lafon Weaver, who also goes by Tony Weaver, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1985. Anthony had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2016 - May 2, 2018
TRUIST ADVISORY SERVICES, INC.
October 12, 2010 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 30, 2010 - May 2, 2018
TRUIST INVESTMENT SERVICES, INC.
June 17, 2008 - July 28, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
August 15, 2005 - June 16, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
March 28, 2005 - June 28, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
January 3, 2005 - March 16, 2005
WELLS FARGO CLEARING SERVICES, LLC
August 3, 1998 - April 24, 2000
IFMG SECURITIES, INC.
March 9, 1998 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
January 26, 1998 - December 31, 2004
SOUTHTRUST SECURITIES, LLC
August 8, 1997 - January 29, 1998
BB&T INVESTMENT SERVICES, INC.
April 4, 1990 - August 4, 1997
FIRST UNION BROKERAGE SERVICES, INC.
March 28, 1988 - April 9, 1990
INVEST FINANCIAL CORPORATION
February 21, 1985 - March 15, 1988
WACHOVIA SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
