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WB

Walter H. Bower

Some features on this profile are disabled
CRD#: 1241475
WB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Walter Haupt Bower JR, who also goes by Jr Walter Haupt Bower, was a registered financial professional .

Walter is a previously registered financial professional and started their career in finance in 1985. Walter had worked at 1 firm and has passed the Series 63 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jr Walter Haupt Bower

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 2, 1985 - January 4, 2018

HOME FINANCIAL SERVICES, INC.

BD
CRD#: 14716
KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/1/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/4/2018
Securities Industry Essentials Examination

Current Firm

HF
HOME FINANCIAL SERVICES, INC.
HOME FINANCIAL SERVICES, INC.

CRD#: 14716 / SEC#: , 8-31049

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
507 Market Street, Knoxville, TN 37902
Mailing Address
507 Market Street, Knoxville, TN 37902
Phone number
(865) 544-3890
Established
Tennessee since 12/01/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOME FEDERAL BANK OF TENNESSEEOWNER
KINCER, MITCHELL RAYPRESIDENT4462558
LACEY, JOHN WILLIAM IIIBOARD MEMBER/DIRECTOR6861426
OGLE, JACOB LONASBOARD MEMBER/DIRECTOR7506864
REID, AVICE EVANSBOARD MEMBER/DIRECTOR6861435
REYNOLDS, DAVID JOSEPHBOARD MEMBER/DIRECTOR6860286
SHAFER, ALEXANDER CHRISTIANBOARD MEMBER/DIRECTOR6861417
STOWERS, HARRY WESLEY JRBOARD MEMBER/DIRECTOR7074328
WILKERSON, PENNYE JUNEASSISTANT VICE PRESIDENT, CCO & CFO/FINOP2198125

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOME FINANCIAL SERVICES, INC.

CRD#: 14716

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