John A. Favre

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CRD#: 1241466

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Alan Favre, who also goes by Alan Farve, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alan Farve

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 25, 2010 - December 12, 2013

PVG ASSET MANAGEMENT CORP

RIA

CRD#: 105541

CENTENNIAL, CO

Past

March 31, 2008 - September 5, 2013

CIM SECURITIES, LLC

CRD#: 120852

DENVER, CO

Past

February 23, 2007 - April 16, 2008

RMIN SECURITIES, INC.

CRD#: 47274

DENVER, CO

Past

August 25, 2004 - December 31, 2010

PEAK WEALTH MANAGEMENT LLC

RIA

CRD#: 107324

CENTENNIAL, CO

Past

December 19, 2003 - March 15, 2005

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

DENVER, CO

Past

December 19, 2003 - March 15, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 1, 1999 - January 9, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DENVER, CO

Past

January 26, 1990 - January 9, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 26, 1990 - January 9, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 30, 1989 - January 23, 1990

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

January 24, 1986 - February 21, 1989

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Past

October 30, 1985 - December 26, 1985

NYLIFE SECURITIES LLC

CRD#: 5167

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/29/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

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Contact information

Main Address

6898 S. University Blvd. Suite 100, Centennial, CO 80122

Mailing Address

Phone number

(303) 526-0548

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 617,865,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Favre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CIM SECURITIES, LLC

RMIN SECURITIES, INC.

PEAK WEALTH MANAGEMENT LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PAMCO SECURITIES AND INSURANCE SERVICES

SECURIAN FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

PVG ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/1996

Series 63

Date: 10/29/1991

Series 7

Date: 8/16/1993

Series 6

Date: 10/29/1985

Current Firm

PVG ASSET MANAGEMENT CORP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PVG ASSET MANAGEMENT CORP

TRUST BUT VERIFY

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