Louis C. Barberini
Professional summary
Louis Charles Barberini, who also goes by Louis Barberini, is a registered financial advisor currently at TRE API WEALTH MANAGEMENT, LLC located in San Francisco, California.
Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Louis has worked at 10 firms and has passed the Series 63, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Louis Charles Barberini's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2021 - Present
TRE API WEALTH MANAGEMENT, LLC
February 3, 2016 - February 19, 2021
NICH CAPITAL PARTNERS, INC.
October 5, 1995 - November 2, 2010
M. HADLEY SECURITIES, INC.
June 7, 1995 - August 7, 1995
THE HERITAGE GROUP, INC.
March 15, 1993 - April 19, 1995
ASB FINANCIAL SERVICES
January 29, 1993 - February 23, 1993
MARKETING ONE SECURITIES, INC.
May 11, 1992 - February 11, 1993
COWEN PRIME SERVICES TRADING LLC
January 11, 1989 - May 20, 1992
CHARLES SCHWAB & CO., INC.
May 12, 1986 - July 30, 1988
CHARLES SCHWAB & CO., INC.
April 18, 1985 - January 31, 1986
KW SECURITIES CORPORATION
May 17, 1984 - March 25, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/2/2021)
Exams
Series 5
Date: 3/20/1984
Interest Rate Options ExaminationCurrent Firm
TRE API WEALTH MANAGEMENT, LLC
CRD#: 282554 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 40,000,000 |
Red Flags
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