Deane S. Rudofker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deane Serfer Rudofker was a registered financial professional .
Deane is a previously registered financial professional and started their career in finance in 1984. Deane had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2016 - October 24, 2017
SUMMIT FINANCIAL GROUP INC
June 14, 2016 - October 24, 2017
SUMMIT BROKERAGE SERVICES, INC.
September 8, 2015 - May 5, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
September 8, 2015 - May 5, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
August 3, 2004 - September 18, 2015
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 18, 2015
WELLS FARGO CLEARING SERVICES, LLC
July 15, 1991 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 13, 1991 - July 29, 1991
TUCKER ANTHONY INCORPORATED
October 1, 1985 - February 15, 1991
GRUNTAL & CO., L.L.C.
February 5, 1985 - October 1, 1985
JII SECURITIES INC.
March 22, 1984 - January 4, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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