Thomas M. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Taylor, who also goes by Tommy Taylor, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1984. Thomas had worked at 14 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2015 - July 28, 2015
BONDCUBE INC.
November 24, 2009 - June 4, 2010
MF GLOBAL INC.
July 14, 2008 - April 9, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 3, 2006 - June 13, 2008
GFI SECURITIES LLC
July 15, 2002 - July 3, 2003
RED-HORSE SECURITIES, LLC
February 13, 2001 - September 26, 2001
NATIVE NATIONS SECURITIES, INC.
September 11, 2000 - March 13, 2001
NATIVE NATIONS SECURITIES, INC.
April 27, 2000 - July 23, 2002
REDWOOD BROKERAGE LLC
June 11, 1997 - April 22, 1999
REFCO SECURITIES, LLC
July 23, 1996 - May 7, 1997
INTERCAPITAL GOVERNMENT SECURITIES INC.
January 25, 1996 - July 1, 1996
ICAP SECURITIES USA LLC
August 27, 1993 - March 14, 1995
TULLETT LIBERTY BROKERAGE INC.
January 27, 1988 - July 12, 1993
CANTOR FITZGERALD SECURITIES
August 28, 1986 - January 11, 1988
CANTOR FITZGERALD & CO.
April 18, 1984 - July 29, 1986
NATIVE NATIONS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/8/2002
Limited Representative-Equity Trader ExamCurrent Firm
BONDCUBE INC.
CRD#: 171341 / SEC#: , 8-69458
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
