Kipp C. Crew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kipp Collett Crew, who also goes by Kipp Simpson Crew, was a registered financial professional .
Kipp is a previously registered financial professional and started their career in finance in 1984. Kipp had worked at 12 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2018 - October 6, 2021
AE WEALTH MANAGEMENT, LLC
October 28, 2015 - October 29, 2018
HORTER INVESTMENT MANAGEMENT, LLC
March 17, 2015 - October 9, 2015
SGL FINANCIAL, LLC
March 30, 2004 - January 4, 2005
USALLIANZ SECURITIES, INC.
December 17, 2002 - December 31, 2003
USALLIANZ SECURITIES, INC.
September 6, 2001 - October 18, 2002
USALLIANZ SECURITIES, INC.
October 8, 1998 - July 13, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 8, 1998 - July 13, 2001
OSAIC FA, INC.
June 3, 1996 - August 13, 1998
BRECEK & YOUNG ADVISORS, INC.
March 13, 1996 - June 7, 1996
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 25, 1993 - May 27, 1994
WELLS FARGO SECURITIES INC.
July 9, 1993 - October 25, 1993
MARKETING ONE SECURITIES, INC.
May 8, 1991 - June 3, 1993
LONDON PACIFIC SECURITIES, INC.
February 24, 1984 - January 30, 1991
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
