John R. Cloak

CLOAK ADVISORS

Albuquerque, NM 87110

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CRD#: 1241160

Professional summary

John Robert Cloak is a registered financial advisor currently at CLOAK ADVISORS located in Albuquerque, New Mexico.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SILENT PARTNER WITH THE FIRST STREET PROPERTIES, LLC. // CLOAK & CO. INVESTMENT ADVISORS LLC RIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Cloak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2022 - Present

CLOAK ADVISORS

Office #1: 2701 San Pedro Dr Ne Suite 16, Albuquerque, NM 87110

RIA

CRD#: 137781

Albuquerque, NM

Past

February 13, 2009 - December 31, 2020

CLOAK ADVISORS

RIA

CRD#: 137781

ALBUQUERQUE, NM

Past

December 8, 2005 - December 31, 2008

CLOAK ADVISORS

RIA

CRD#: 137781

ALBUQUERQUE, NM

Past

September 6, 2005 - April 3, 2007

MUTUAL SECURITIES, INC.

CRD#: 13092

ALBUQUERQUE, NM

Past

November 8, 1991 - August 9, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALBUQUERQUE, NM

Past

February 24, 1984 - August 9, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(6/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/5/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Current Firm

CLOAK ADVISORS

CLOAK ADVISORS | CLOAK AND COMPANY INVESTMENT ADVISORS, LLC

CRD#: 137781 / SEC#:

New Mexico

Registered Investment Advisory firm - (1/12/2021 Approved)

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Contact information

Main Address

2701 San Pedro Dr Ne Suite 16, Albuquerque, NM 87110

Mailing Address

Phone number

(505) 242-9292

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 25,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Cloak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Cloak's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLOAK ADVISORS

CLOAK ADVISORS

CLOAK ADVISORS

MUTUAL SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/6/1984

Series 3

Date: 5/5/1986

Series 7

Date: 2/18/1984

Current Firm

CLOAK ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLOAK ADVISORS

TRUST BUT VERIFY

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