Victor J. Fontana
Professional summary
Victor Joseph Fontana is a registered financial professional currently at HRC FUND ASSOCIATES, LLC located in New York, New York.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1989. Victor has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Joseph Fontana's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2007 - Present
HRC FUND ASSOCIATES, LLC
Office #1: 88 Pine Street 31st Floor, Suite 3101, New York, NY 10005February 14, 2008 - December 31, 2008
PCS SECURITIES, INC.
November 28, 2005 - March 20, 2007
VIRTU ITG LLC
June 17, 2005 - November 10, 2005
SEACAP SECURITIES LLC
November 11, 2003 - November 22, 2005
NORTHEAST SECURITIES, LLC
April 1, 2002 - August 7, 2002
COWEN EXECUTION SERVICES LLC
January 5, 1989 - April 1, 2002
AUTRANET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2012)
(12/21/2007)
(9/19/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HRC FUND ASSOCIATES, LLC
CRD#: 142846 / SEC#: , 8-67496
Contact information
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, SCOTT DAVID | MEMBER; FINOP, CFO | 1912249 |
| FONTANA, VICTOR J JR. | CONTROLLER | 6054744 |
| FONTANA, VICTOR JOSEPH | MEMBER, PRESIDENT, COO | 1240936 |
| HILL, RAYMOND ALEXANDER III | MEMBER | 1950094 |
| REICK, TIMOTHY WILLIAM | CEO, MEMBER | 4384534 |
| THE DANIELS GST TRUST | MEMBER | |
| THE FONTANA GST TRUST | MEMBER | |
| THE RAYMOND HILL GST TRUST | MEMBER | |
| DANIELS, SCOTT DAVID | TRUSTEE - THE FONTANA GST TRUST | 1912249 |
| DANIELS, SCOTT DAVID | TRUSTEE - THE RAYMOND HILL GST TRUST | 1912249 |
| DANIELS, TERI ANN | TRUSTEE - THE DANIELS GST TRUST | 6154120 |
| FONTANA, CHRISTINE LYNN | TRUSTEE - THE FONTANA GST TRUST | 6153900 |
| FONTANA, VICTOR JOSEPH | TRUSTEE - THE DANIELS GST TRUST | 1240936 |
| NOWACK, ANDREW PETER | CCO, GENERAL COUNSEL | 2488500 |
Red Flags
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