Robert Lloyd Arnold

1) ROBERT L. ARNOLD, INSTRUCTOR POSITION: INSTRUCTOR NATURE: I have been asked by the CEO of Blucora, a local tech company, to teach the Certified Financial Planner courses to their senior management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: Sammamish WA 98074, United States DESCRIPTION: Teach Certified Financial Planner courses to Blucora senior management. 2) AUTHOR POSITION: AUTHOR/CO-AUTHOR NATURE: CREATIVE WRITING INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2011 ADDRESS: Sammamish WA 98074, United States DESCRIPTION: WRITING A BOOK OF POETRY 3) RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 2/27/2012 DESCRIPTION: PRIMARILY INVOLVED IN PROPERTY SELECTION 4) PACIFIC CREST FINANCIAL SERVICES, LLC POSITION: Advisor NATURE: DBA for Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 12506 128th Lane NE, Kirkland WA 98034, United States DESCRIPTION: Referring FA partnered with Brad Jackson. He is providing all of the service for our shared accounts with 1st Global. I have no service responsibility for our shared accounts. 5) FIRST WEALTH CARE, INC. POSITION: CEO NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 11/15/2016 ADDRESS: 22232 17th Ave SE, Suite 310, Bothell WA 98021-7425, United States DESCRIPTION: Financial Advisor Representative, Securities and Insurance sales. 6) CLUB EARTH POSITION: Director NATURE: This is an organization employing young people who are emerging from the foster care system. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/28/2018 ADDRESS: 3040 78th AVE SE, Suite 177, Mercer Island WA 98040, DESCRIPTION: My situation is a bit different. I have a succession plan in place. My clients are being served by Brad Jackson. For the sale of my practice to Brad, we are using a commission split for 5 years. Since Brad, like myself is a one man show, this arrangement gives my client a "back up plan" should anything happen to Brad over the next 5 years. As a result of this arrangement, I have no duties of client service at all. Brad handles everything. My involvement with Club Earth will not impact my financial planning practice since I am in effect, on sabbatical. I will be directing the hiring an supervising the young people. We will be providing service jobs such as landscaping and window washing. 7) ROBERT ARNOLD POSITION: Owner NATURE: Preparing business and personal tax returns INVESTMENT RELATED: No NUMBER OF HOURS: 17 SECURITIES TRADING HOURS: 4 START DATE: 03/15/2022 ADDRESS: 5525 Bridgeport Way W #C, University Place WA 98467-2008, United States DESCRIPTION: Meet with clients and collect tax data and then prepare tax returns 8) ON-LINE BOOKSTORE POSITION: Owner NATURE: In January of 2023 I would like to start an on-line bookstore. I would operate this business from my home and only do it evenings and weekends INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 5525 Bridgeport Way West, University Place WA 98467, United States DESCRIPTION: I would choose the books to list on a website and sell over the internet 9) RENTAL PROPERTY-1; OWNER; RENTAL REAL ESTATE; NIR; 0; PRIMARILY INVOLVED IN PROPERTY SELECTION 10) First Wealth Care, Inc.; CEO; FINANCIAL SERVICES; IR; 8; 11/15/2016; 22232 17th Ave SE, Suite 310 Bothell WA 98021-7425; Financial Advisor Representative, Securities and Insurance sales.