Michael J. Torbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Torbert, who also goes by Mike Torbert, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - October 2, 2017
BB&T INVESTMENT SERVICES, INC.
November 9, 2016 - October 2, 2017
BB&T INVESTMENT SERVICES, INC.
June 10, 1998 - December 31, 1998
COORDINATED CAPITAL SECURITIES, INC.
November 11, 1993 - June 11, 1996
MERIDIAN SECURITIES, INC.
December 6, 1991 - September 10, 1993
GRUNTAL & CO., L.L.C.
November 29, 1989 - December 20, 1991
LINCOLN INVESTMENT
August 12, 1988 - November 14, 1989
PLANMEMBER SECURITIES CORPORATION
May 2, 1988 - July 16, 1988
LEGG MASON WOOD WALKER, INCORPORATED
April 18, 1984 - May 2, 1988
LEGG MASON WARREN YORK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
