Marc C. Tesio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Christopher Tesio was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1984. Marc had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2019 - November 4, 2019
AMERICAN TRUST INVESTMENT SERVICES, INC.
March 12, 2009 - September 21, 2017
MOODY CAPITAL SOLUTIONS, INC
January 27, 2006 - October 1, 2007
MIDSOUTH CAPITAL, INC.
February 17, 2005 - November 22, 2005
WOODSTOCK FINANCIAL GROUP, INC.
April 21, 2003 - October 28, 2004
CARDINAL SECURITIES LLC
January 25, 2001 - October 4, 2001
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 7, 1996 - April 7, 1999
BARRON CHASE SECURITIES, INC.
October 14, 1994 - January 31, 1996
ARGENT SECURITIES, INC.
March 3, 1992 - October 11, 1994
JOSEPHTHAL & CO., INC.
June 26, 1990 - April 25, 1991
J.P. MORGAN SECURITIES LLC
January 27, 1987 - June 28, 1990
CIBC WORLD MARKETS CORP.
January 2, 1987 - January 9, 1987
J. W. GANT & ASSOCIATES, INC.
July 23, 1984 - January 2, 1987
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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