Bernadette C. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernadette Cecelia Smith, CFP®, who also goes by Bernadette Cecelia Eyler, Bernadette Cecilia Eyler, was a registered financial professional .
Bernadette is a previously registered financial professional and started their career in finance in 1985. Bernadette had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2021 - February 11, 2022
4RIVERS WEALTH MANAGEMENT LLC
April 27, 1985 - March 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
4RIVERS WEALTH MANAGEMENT LLC
CRD#: 306414 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 300 |
| AUM (Assets Under Management) | $ 88,917,413 |
Red Flags
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