Michael Malaga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Malaga was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 8 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1996 - August 21, 1996
MONITOR INVESTMENT GROUP, INC.
March 30, 1993 - December 31, 1994
H.J. MEYERS & CO., INC.
January 8, 1993 - March 12, 1993
REICH & CO., INC.
December 21, 1992 - January 11, 1993
SEI INVESTMENTS DISTRIBUTION CO.
November 1, 1991 - November 17, 1992
GLOBAL PARTNERS SECURITIES INC.
January 16, 1991 - May 19, 1992
PRUDENTIAL EQUITY GROUP, LLC
January 9, 1991 - January 29, 1991
MELHADO, FLYNN & ASSOCIATES, INC.
January 2, 1990 - January 7, 1991
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1984 - January 18, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/25/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MONITOR INVESTMENT GROUP, INC.
CRD#: 31007 / SEC#: , 8-45292
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
