Rustina M. Bourell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rustina Marie Bourell, who also goes by Rustina Marie Seidl, was a registered financial professional .
Rustina is a previously registered financial professional and started their career in finance in 1984. Rustina had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2012 - March 18, 2015
CONCORDE INVESTMENT SERVICES, LLC
June 29, 2004 - August 3, 2011
QUESTAR CAPITAL CORPORATION
July 17, 2002 - June 21, 2004
CUNA BROKERAGE SERVICES, INC.
July 17, 2002 - June 21, 2004
CUNA BROKERAGE SERVICES, INC.
October 9, 2001 - April 16, 2002
CITICORP INVESTMENT SERVICES
April 5, 2001 - October 9, 2001
FIDELITY BROKERAGE SERVICES LLC
July 5, 2000 - December 31, 2000
SLD AMERICA EQUITIES, INC.
July 26, 1999 - June 16, 2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 1, 1998 - August 24, 1998
LASALLE FINANCIAL SERVICES, INC.
March 5, 1997 - April 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
October 29, 1993 - February 14, 1997
ALLSTATE FINANCIAL SERVICES, LLC
January 27, 1993 - November 9, 1993
LASALLE FINANCIAL SERVICES, INC.
September 19, 1990 - January 26, 1993
CAPITAL BROKERAGE CORPORATION
February 17, 1984 - February 12, 1990
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
