Rupert P. Crawford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rupert Patrick Crawford was a registered financial professional .
Rupert is a previously registered financial professional and started their career in finance in 1984. Rupert had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2001 - March 28, 2002
J.P. TURNER & COMPANY, L.L.C.
December 15, 1999 - December 31, 2000
J.P. TURNER & COMPANY, L.L.C.
July 1, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
October 10, 1994 - June 25, 1999
NOYES PARTNERS INCORPORATED
July 31, 1993 - October 11, 1994
CITIGROUP GLOBAL MARKETS INC.
July 30, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
February 27, 1984 - July 8, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
