Kevin J. Cavanagh

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CRD#: 1240295

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Joseph Cavanagh was a registered financial advisor .

Kevin is a previously registered financial advisor and started their career in finance in 1985. Kevin had worked at 2 firms and has passed the Series 65, Series 63, Series 55, Series 3, Series 7, Series 53, Series 4, Series 24, Series 14, Series 8 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 9, 2006 - December 11, 2006

BELLE HAVEN INVESTMENTS, L.P.

RIA

CRD#: 29278

GREENWICH, CT

Past

October 14, 1991 - February 1, 2007

BELLE HAVEN INVESTMENTS, L.P.

CRD#: 29278

GREENWICH, CT

Past

August 2, 1985 - June 20, 1991

GLICKENHAUS & CO.

CRD#: 2016

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BELLE HAVEN INVESTMENTS, L.P.

BELL HAVEN INVESTMENTS, L.P. | BELLE HAVEN INVESTMENTS, L.P. | BELLE HAVEN INVESTMENTS, INC. | BELLE HAVEN INVESTMENTS

CRD#: 29278 / SEC#: 801-62290, 8-44222

RIA

Registered Investment Advisory firm - SEC (1/26/2006 Approved)

Connecticut

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

Indiana

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

Maryland

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

New York

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 5/17/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 2/8/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 11/26/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/6/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/1995

General Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 9/25/1989

Compliance Officer Examination

Principal/Supervisory Exam

Series 8

Date: 5/12/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 27

Date: 7/20/1985

Financial and Operations Principal Examination

Current Firm

BELLE HAVEN INVESTMENTS, L.P.

BELL HAVEN INVESTMENTS, L.P. | BELLE HAVEN INVESTMENTS, L.P. | BELLE HAVEN INVESTMENTS, INC. | BELLE HAVEN INVESTMENTS

CRD#: 29278 / SEC#: 801-62290, 8-44222

RIA

Registered Investment Advisory firm - SEC (1/26/2006 Approved)

Connecticut

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

Indiana

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

Maryland

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

New York

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (2/16/2006 Terminated)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301

Mailing Address

800 Westchester Avenue Suite N607, Rye Brook, NY 10573

Phone number

(914) 816-4633

Established

Connecticut since 03/13/2001

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (53 States and Territories)

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BELLE HAVEN INVESTMENTS, L.P. - FORM ADV PART 2A - MARCH 2025 (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
DALTON, JOSEPH MATTHEW	LIMITED PARTNER,CEO	1661099
BELLE HAVEN CAPITAL MANAGEMENT, INC.	GENERAL PARTNER
CHAFFEE, MELISSA ANN	CHIEF COMPLIANCE OFFICER	4553629
CHAPMAN, LAURA JEAN	CHIEF OPERATING OFFICER	5599643
MENNA, MICHAEL DOMINICK	CHIEF FINANCIAL OFFICER/FINOP	7291695

Regulatory assets under management

Total Number of Accounts	24,433
AUM (Assets Under Management)	$ 20,380,202,747

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin J. Cavanagh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BELLE HAVEN INVESTMENTS, L.P.

GLICKENHAUS & CO.

Primary Firm SEC Registration

BELLE HAVEN INVESTMENTS, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2006

Series 63

Date: 7/11/1994

Series 55

Date: 5/17/2000

Series 3

Date: 2/8/1994

Series 7

Date: 10/21/1989

Series 53

Date: 11/26/1996

Series 4

Date: 7/6/1995

Series 24

Date: 5/30/1995

Series 14

Date: 9/25/1989

Series 8

Date: 5/12/1987

Series 27

Date: 7/20/1985

Current Firm

BELLE HAVEN INVESTMENTS, L.P.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (34 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BELLE HAVEN INVESTMENTS, L.P.

TRUST BUT VERIFY

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