John R. Merrell

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CRD#: 1240246

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Robert Merrell was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1984. John had worked at 10 firms and has passed the Series 63, Series 65, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 22, 2019 - June 16, 2021

CRESCENDO MARKETS LLC

CRD#: 298072

NEW YORK, NY

Past

April 27, 2016 - November 17, 2017

GTS SECURITIES LLC

CRD#: 149224

New York, NY

Past

March 26, 2008 - August 25, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 2, 2003 - March 6, 2008

BEAR WAGNER SPECIALISTS LLC

CRD#: 32691

NEW YORK, NY

Past

October 16, 2002 - November 14, 2003

ENVESTNET PMC

RIA

CRD#: 111694

CHICAGO, IL

Past

January 25, 2001 - November 14, 2003

PORTFOLIO MANAGEMENT CONSULTANTS, INC.

RIA

CRD#: 107747

DENVER, CO

Past

December 5, 2000 - November 11, 2003

PORTFOLIO BROKERAGE SERVICES, INC.

CRD#: 18554

CHICAGO, IL

Past

May 4, 2000 - November 13, 2000

HEARTLAND ADVISORS, INC.

CRD#: 29433

MILWAUKEE, WI

Past

February 6, 1998 - April 28, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

February 24, 1984 - February 10, 1998

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/27/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/26/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 4/17/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CRESCENDO MARKETS LLC

CRESCENDO MARKETS LLC | EQX LLC

CRD#: 298072 / SEC#: , 8-70220

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

85 Broad Street, New York, NY 10004

Mailing Address

85 Broad Street, New York, NY 10004

Phone number

(646) 902-6993

Established

Delaware since 06/07/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RHYTHM ROYALTIES LLC	SOLE MEMBER
BASKETT, ERIN ELAINE	INTERIM CCO	4538604
BEVAUN, MARLON	FIN-OP	6259795
BRENNER, ANDREW FREDERICK	CEO	712002

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Merrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GTS SECURITIES LLC

J.P. MORGAN SECURITIES LLC

BEAR WAGNER SPECIALISTS LLC

ENVESTNET PMC

PORTFOLIO MANAGEMENT CONSULTANTS, INC.

PORTFOLIO BROKERAGE SERVICES, INC.

HEARTLAND ADVISORS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

FIFTH THIRD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/27/2019

Series 65

Date: 3/26/1999

Series 7

Date: 2/18/1984

Series 24

Date: 3/14/1997

Series 8

Date: 4/17/1989

Current Firm

CRESCENDO MARKETS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRESCENDO MARKETS LLC

TRUST BUT VERIFY

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