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EG

Eugene F. Genise

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CRD#: 1240230
EG
Eugene Francis Genise

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eugene Francis Genise was a registered financial professional .

Eugene is a previously registered financial professional and started their career in finance in 1984. Eugene had worked at 8 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 2, 2022 - July 15, 2026

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

October 23, 2017 - November 1, 2022

JP DERIVATIVES, LLC

BD
CRD#: 284131
NEW YORK, NY
Past

December 4, 2003 - February 23, 2004

AEGIS SPECIALIST, LLC

BD
CRD#: 46295
NEW YORK, NY
Past

November 25, 2003 - April 16, 2007

AEGIS SPECIALIST, LLC

BD
CRD#: 46295
NEW YORK, NY
Past

January 14, 2000 - November 16, 2017

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

July 25, 1986 - March 31, 1987

EQUITIES INTERNATIONAL SECURITIES, INC.

BD
CRD#: 8663
Past

October 8, 1985 - July 11, 1986

TAYLOR LOEB & CO., INC.

BD
CRD#: 10682
Past

May 29, 1985 - November 1, 1985

NORBAY SECURITIES INC.

BD
CRD#: 5431
Past

March 26, 1985 - June 6, 1985

JSC SECURITIES, INC.

BD
CRD#: 475
Past

March 29, 1984 - April 2, 1985

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/18/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/1984
General Securities Representative Examination

Current Firm

SS
SRT SECURITIES LLC
ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: , 8-34415

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
416 Hawthorne Street, Birmingham, MI 48009
Mailing Address
416 Hawthorne Street, Birmingham, MI 48009
Phone number
(917) 282-4757
Established
Delaware since 05/24/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event25

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SRT SECURITIES LLC

CRD#: 33725

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