Eugene F. Genise

SRT SECURITIES LLC

BIRMINGHAM, MI 48009

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CRD#: 1240230

Professional summary

Eugene Francis Genise is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.

Eugene is registered as a RR (Registered Representative) and started their career in finance in 1984. Eugene has worked at 8 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2022 - Present

SRT SECURITIES LLC

Office #1: 416 Hawthorne Street, Birmingham, MI 48009

CRD#: 33725

BIRMINGHAM, MI

Past

October 23, 2017 - November 1, 2022

JP DERIVATIVES, LLC

CRD#: 284131

NEW YORK, NY

Past

December 4, 2003 - February 23, 2004

AEGIS SPECIALIST, LLC

CRD#: 46295

NEW YORK, NY

Past

November 25, 2003 - April 16, 2007

AEGIS SPECIALIST, LLC

CRD#: 46295

NEW YORK, NY

Past

January 14, 2000 - November 16, 2017

SRT SECURITIES LLC

CRD#: 33725

BIRMINGHAM, MI

Past

July 25, 1986 - March 31, 1987

EQUITIES INTERNATIONAL SECURITIES, INC.

CRD#: 8663

Past

October 8, 1985 - July 11, 1986

TAYLOR LOEB & CO., INC.

CRD#: 10682

Past

May 29, 1985 - November 1, 1985

NORBAY SECURITIES INC.

CRD#: 5431

Past

March 26, 1985 - June 6, 1985

JSC SECURITIES, INC.

CRD#: 475

Past

March 29, 1984 - April 2, 1985

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/10/2023)

Exams

State Security Law Exam

Series 63

Date: 4/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Texas, Inc.

Current Firm

SRT SECURITIES LLC

ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: , 8-34415

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

416 Hawthorne Street, Birmingham, MI 48009

Mailing Address

416 Hawthorne Street, Birmingham, MI 48009

Phone number

(917) 282-4757

Established

Delaware since 05/24/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SRT SECURITIES INC.	MEMBER
FRUCHTER, MICHAEL ALAN	CFO/FINANCIAL & OPERATIONS PRINCIPAL	4202965
TOBIAS, STEPHEN RORY	PRESIDENT, CCO, S.R.O.P. & C.R.O.P.	1267337

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eugene F. Genise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eugene Francis Genise's CRS (Customer Relationship Summary).

Certified licenses

Experience

JP DERIVATIVES, LLC

AEGIS SPECIALIST, LLC

AEGIS SPECIALIST, LLC

SRT SECURITIES LLC

EQUITIES INTERNATIONAL SECURITIES, INC.

TAYLOR LOEB & CO., INC.

NORBAY SECURITIES INC.

JSC SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/1984

Series 7TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/18/1984

Cboe BYX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

NYSE American LLC

NYSE Texas, Inc.

Current Firm

SRT SECURITIES LLC

Contact information

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SRT SECURITIES LLC

TRUST BUT VERIFY

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