Matthew A. Kellner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Aaron Kellner was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1984. Matthew had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2005 - November 6, 2012
CAPITAL ONE INVESTMENT SERVICES LLC
February 22, 2003 - September 30, 2003
ESSEX NATIONAL SECURITIES, LLC
February 5, 2002 - June 17, 2002
EQUITABLE ADVISORS, LLC
March 9, 1989 - March 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1984 - February 15, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ONE INVESTMENT SERVICES LLC
CRD#: 25658 / SEC#: , 8-41948
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
