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Raymond C. White

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CRD#: 1240217
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Raymond Curtis White, who also goes by Ray White, was a registered financial professional .

Raymond is a previously registered financial professional and started their career in finance in 1984. Raymond had worked at 5 firms and has passed the Series 63, Series 7 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ray White

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOURGEOIS FAMILY SELECTIONS LL'DBA'BOURGEOISWINES~'NIR'~30 HENDERSONVILLE RD~SUITE 7~ASHEVILLE~NC~28803~OTHER~MEMBER/MANAGER~01/2007~4-5 HRS MONTHLY ~0HRS DURING SECURITIES TRADING ~CURRENT DUTIES ARE TO CLOSE OUT BUSINESS OPERATIONS. LIQUIDATION SHOULD BE COMPLETE BY MID-2015. THIS LLC IS A FRENCH AND SPAINISH WINE IMPORTOR. NOT INVESTMENT RELATED.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 21, 2010 - July 3, 2023

WHITE WEALTH MANAGERS, LLC

RIA
CRD#: 153967
CHARLOTTE, NC
Past

August 7, 1992 - September 15, 2010

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
CONCORD, NC
Past

August 24, 1988 - August 13, 1992

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

November 18, 1987 - August 29, 1988

THE PINNACLE GROUP, INC.

BD
CRD#: 17048
Past

March 22, 1984 - November 27, 1987

EDWARD JONES

BD
CRD#: 250

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/7/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/17/1988
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


WW
WHITE WEALTH MANAGERS, LLC
WHITE WEALTH MANAGERS, LLC

CRD#: 153967 / SEC#:

North Carolina
Registered Investment Advisory firm - (6/25/2010 Approved)
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Contact information


Main Address
Charlotte, NC
Mailing Address
Phone number
(704) 995-6838
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts22
AUM (Assets Under Management)$ 8,531,732

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WHITE WEALTH MANAGERS, LLC

CRD#: 153967

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