Randall T. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Taylor Martin, who also goes by Randy Martin, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1984. Randall had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2015 - September 11, 2017
WFG ADVISORS, LP
March 31, 2015 - September 11, 2017
WFG INVESTMENTS, INC.
August 8, 2014 - February 5, 2015
VALIC FINANCIAL ADVISORS, INC.
June 23, 2014 - February 5, 2015
VALIC FINANCIAL ADVISORS, INC.
April 2, 2007 - April 10, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - April 10, 2008
MORGAN STANLEY & CO. LLC
January 8, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
February 24, 1984 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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