BK
Brian P. Kinney
KESTRA ADVISORY SERVICES
Memphis, TN 38120
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CRD#: 1240165
BK
Professional summary
Brian Patrick Kinney, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Memphis, Tennessee and KESTRA INVESTMENT SERVICES, LLC located in Memphis, Tennessee.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Dominion Partners Private Wealth Management Investment Related: Yes Address: 6410 Poplar Avenue, Suite 715 Memphis TN 38119 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position: Financial Advisor Start Date: 9/6/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Helping clients manage their investments to meet their financial goals Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position: Independent Contractor Start Date: 9/1/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Investment Advisory Services
CRS (Client Relationship Summary) - RIA
Click below to view Brian Patrick Kinney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
September 1, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6525 Quail Hollow Suite 330, Memphis, TN 38120RIA
CRD#: 283330
Memphis, TN
Current
September 1, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6525 Quail Hollow Rd. Ste 330, Memphis, TN 38120BD
CRD#: 42046
Memphis, TN
Past
December 16, 2011 - September 1, 2017
WFG ADVISORS, LP
RIA
CRD#: 125073
MEMPHIS, TN
Past
December 15, 2011 - September 1, 2017
WFG INVESTMENTS, INC.
BD
CRD#: 22704
MEMPHIS, TN
Past
June 1, 2009 - December 21, 2011
MORGAN STANLEY
RIA
CRD#: 149777
MEMPHIS, TN
Past
June 1, 2009 - December 21, 2011
MORGAN STANLEY
BD
CRD#: 149777
MEMPHIS, TN
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
MEMPHIS, TN
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
MEMPHIS, TN
Past
January 8, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
MEMPHIS, TN
Past
March 28, 1984 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2025)
RR
Arkansas(9/1/2017)
RR
California(9/1/2017)
RR
Colorado(9/1/2017)
RR
Florida(9/1/2017)
RR
Georgia(9/1/2017)
RR
Indiana(9/6/2017)
RR
Kentucky(9/29/2021)
RR
Louisiana(7/18/2018)
RR
Michigan(9/1/2017)
RR
Mississippi(9/1/2017)
RR
Missouri(9/1/2017)
RR
New Jersey(9/1/2017)
RR
North Carolina(1/4/2022)
RR
Oklahoma(1/15/2019)
RR
Tennessee(9/1/2017)
IAR
Tennessee(9/11/2017)
RR
Texas(9/1/2017)
IAR
Texas(9/1/2017)
RR
Utah(1/5/2023)
RR
Virginia(9/1/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Memphis, TN 38120TRUST BUT VERIFY
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