Scott H. Pelletier

FORTUNE FINANCIAL SERVICES

Glenburn, ME

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CRD#: 1240152

Professional summary

Scott Halsey Pelletier is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Glenburn, Maine.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1984. Scott has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Halsey Pelletier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2013 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Glenburn, ME

Past

January 5, 2004 - November 19, 2010

FINANCIAL SERVICES OF NEW ENGLAND

RIA

CRD#: 38088

ORRINGTON, ME

Past

April 27, 1995 - September 27, 2013

FINANCIAL SERVICES OF NEW ENGLAND

CRD#: 38088

ORRINGTON, ME

Past

February 1, 1994 - April 27, 1995

FINANCIAL SERVICES OF NEW ENGLAND

CRD#: 35620

ORRINGTON, ME

Past

April 19, 1990 - February 16, 1994

AC FINANCIAL, INC.

CRD#: 21616

PALM HARBOR, FL

Past

March 16, 1984 - March 21, 1990

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/2/2014)

Maine
(7/8/2013)

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/15/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/13/1988

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

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Scott H. Pelletier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Halsey Pelletier's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SERVICES OF NEW ENGLAND

FINANCIAL SERVICES OF NEW ENGLAND

FINANCIAL SERVICES OF NEW ENGLAND

AC FINANCIAL, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/1996

Series 63

Date: 11/2/1995

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 3/15/1984

Series 26

Date: 9/13/1988

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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