Laurence O. Gray
Professional summary
Laurence Oneal Gray was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Laurence is a previously registered financial advisor and started their career in finance in 1984. Prior to being barred, Laurence had worked at 7 firms, which includes UNITED INVESTMENT MANAGERS INC., GRAY & COMPANY, IRON CAPITAL MARKETS INC., EQUITY SERVICES INC., MORGAN KEEGAN & COMPANY LLC, CIBC WORLD MARKETS CORP., CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2006 - August 10, 2010
UNITED INVESTMENT MANAGERS, INC.
November 13, 2006 - October 9, 2013
GRAY & COMPANY
May 15, 2003 - December 31, 2005
IRON CAPITAL MARKETS, INC.
April 10, 1992 - May 9, 2003
EQUITY SERVICES, INC.
July 15, 1991 - December 31, 1991
EQUITY SERVICES, INC.
July 26, 1990 - April 19, 1991
MORGAN KEEGAN & COMPANY, LLC
March 1, 1989 - July 3, 1990
CIBC WORLD MARKETS CORP.
March 23, 1984 - April 27, 1989
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED INVESTMENT MANAGERS, INC.
CRD#: 112202 / SEC#: 801-60273
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
